• [Regulator]The AMAC recently announced that Taizhou Woyuan Private Fund Management Co., Ltd. has had its private fund manager qualification revoked due to two violations: providing false information in submitted and disclosed materials, and delegating investment management responsibilities to others. Additionally, the company's legal representative, fund manager, and compliance and risk control officer received public reprimands from the AMAC.

  09-15-2026 18:37

• [ETF & Index]On 15 September, the combined trading volume of the Shanghai and Shenzhen stock exchanges amounted to just CNY 1,612.717 billion (approximately US$240.3 billion), which is 16.458 billion yuan less than the previous day, representing the lowest daily trading volume recorded this year.

  09-15-2026 17:07

• [Owner & Wealth]The Shenzhen State-owned Assets Supervision and Administration Commission (Shenzhen SASAC) recently revealed that by the end of 2025, Shenzhen had set up over 500 state-owned asset funds, with total AUM surpassing CNY 700 billion (approximately US$104.3 billion). Of these funds, 90% were allocated to Shenzhen's strategic emerging and future industries.

  09-15-2026 16:59

• [Mutual Fund]According to Wind, for the year ending 30 June, 5,620 mainland mutual funds reported the percentage of investors who made a profit. Of these, 120 funds (2.1%) had a 100% rate of profitable investors, 3,122 funds (55.6%) had over 90% profitable investors, while 8 funds had 0% profitable investors, indicating that none of their investors earned money.

  09-15-2026 10:31

• [Regulator]Guo Ruiming, head of the Listed Company Supervision Department at the China Securities Regulatory Commission (CSRC), stated that the CSRC will improve disclosure rules and push listed companies to reduce payment terms and promptly pay small and medium-sized enterprises (SMEs).

  09-14-2026 18:15

• [Owner & Wealth]As of the end of August, the mainland bank wealth management market was reportedly about CNY 35.4 trillion (around US$5.28 trillion) in total. Of that, the outstanding assets of the 14 bank wealth management companies with AUM exceeding CNY 1 trillion grew by roughly CNY 1.96 trillion over the first eight months of this year.

  09-14-2026 18:11

• [Owner & Wealth]The Hong Kong Monetary Authority (HKMA) published the main analytical accounts of the Exchange Fund by 31 August 2026, revealing that the foreign assets, which constitute the external assets of the Exchange Fund, declined by HK$41.8 billion during the month, reaching HK$3,652.7 billion (around US$465.68 billion).

  09-14-2026 18:02

• [Mutual Fund]According to AMAC, by 30 June, the total sales of non-money market funds by the top 100 fund sales institutions in the mainland market amounted to CNY 13.79 trillion (approximately US$2.06 trillion), representing a YoY growth of 17.96%. Among these, Ant Fund Sales Co.'s surpassed CNY 2 trillion for the first time, reaching 2.21 trillion yuan and securing the top position.

  09-14-2026 17:26

• [Regulator]On 11 September, the CSRC approved China International Capital Corporation's (CICC) acquisition of Dongxing Securities and Cinda Securities through the issuance of new shares. After the merger, both securities firms will be legally dissolved, and their branches will be converted into branches of CICC. China Orient Asset Management and Cinda Asset Management will become significant shareholders of CICC, holding 8.03% and 16.76% of the company's shares, respectively.

  09-11-2026 18:59

• [Regulator]The Asset Management Association of China has recently set up a specialized committee for private securities investment funds.

  09-11-2026 18:42

• [Regulator]The CSRC reported that since the start of this year, medium- and long-term funds—including social security funds, pension funds, and insurance funds—have made net purchases exceeding CNY 600 billion (approximately US$89.47 billion) in A-shares, and the market value of A-shares held by these funds has grown by 12.5% compared to the end of 2025.

  09-11-2026 18:21

• [Regulator]SDIC Securities has allegedly been cautioned and fined CNY 818,000 yuan by the PBoC for three infractions: not performing customer due diligence as mandated, not reporting suspicious transactions as required, and not carrying out money laundering risk assessments or enhancing related risk management systems as necessary.

  09-11-2026 18:05

• [Regulator]Eastmoney Securities has allegedly received a warning and a fine of CNY 740,000 from the PBoC for two infractions: not performing the required customer due diligence and not reporting suspicious transactions as mandated.

  09-11-2026 18:03

• [Regulator]Sunshine Life Insurance has allegedly been cautioned and fined CNY 3.144 million by the PBoC due to four violations: not performing money laundering risk assessments and failing to enhance risk control measures as mandated; not adhering to customer due diligence protocols; not reporting suspicious transactions promptly; and offering services or carrying out transactions with customers whose identities were not verified.

  09-11-2026 18:00

• [Regulator]Chao LI, vice chairman of the China Securities Regulatory Commission (CSRC), mentioned that regulators will encourage a gradual growth in the size and share of medium- and long-term capital flowing into the market and actively advance the development of equity mutual funds.

  09-10-2026 18:45

• [Regulator]Chao LI, vice chairman of the China Securities Regulatory Commission (CSRC), stated that the updated rules for overseeing securities firms are anticipated to be published shortly. Additionally, the CSRC is actively working on drafting and updating key laws and regulations, including the Securities Investment Fund Law and the Rules for the Supervision of Listed Companies.

  09-10-2026 18:43

• [Regulator]Chao LI, vice chairman of the China Securities Regulatory Commission (CSRC), stated that during the first eight months of this year, the CSRC investigated and addressed 644 violation cases, imposing fines and confiscations amounting to about CNY 10 billion (approximately US$1.49 billion).

  09-10-2026 18:40

• [Regulator]The China Securities Regulatory Commission (CSRC) has recently granted Qualified Foreign Institutional Investor (QFII) status to the following firms: RL Asset Management (HK) Limited, Optimus Commodities LLC, Seun Nok Trading International Limited, and Wooray Commodities Pte. Ltd.

  09-10-2026 18:34

• [Regulator]On 10 September, Lei LU, deputy governor of the People's Bank of China (PBoC), announced that throughout the 15th Five-Year Plan period, the PBoC will persist in advancing the internationalization of the RMB, enhance the connectivity of cross-border financial infrastructure, prioritize the growth of the offshore RMB market, and further expand the avenues for supplying offshore RMB liquidity.

  09-10-2026 18:16

• [Regulator]On 10 September, Lei LU, deputy governor of the People's Bank of China (PBoC), stated that China does not need or intend to achieve a trade advantage by deliberately devaluing its currency.

  09-10-2026 18:13

• [Regulator]On 10 September, Lei LU, deputy governor of the People's Bank of China (PBoC), stated that overseas entities hold over CNY 11 trillion (approximately US$1.64 trillion) in domestic RMB financial assets, and that central banks or monetary authorities from more than 80 countries and regions have incorporated RMB into their foreign exchange reserves.

  09-10-2026 18:10

• [Cross-Border]On 8 September, the Shenzhen Municipal Government successfully launched CNH 4 billion worth of offshore RMB local government bonds in Hong Kong. This included CNH 2.5 billion in 5-year bonds with a coupon rate of 1.51% and CNH 1.5 billion in 10-year bonds with a coupon rate of 1.81%. The issuance was oversubscribed by nine times in total.

  09-09-2026 16:24

• [Regulator]The Asset Management Association of China (AMAC) recently stated that it has been unable to successfully reach nine private fund managers, including Beijing Jinshi Zhiyuan Investment Management Co., Ltd. If these nine firms do not submit a report within five working days from the announcement date, they will be officially classified as unreachable and may face deregistration.

  09-09-2026 15:59

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